Lumyna Investments Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Lumyna Investments Ltd11 Bressenden PlaceLondonWestminsterSW1E 5BYUNITED KINGDOM- Phone
- +4402039970103
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Complaints Contact
Lumyna Investments Ltd11 Bressenden PlaceLondonWestminsterSW1E 5BYUNITED KINGDOM- Phone
- +4402039970103
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alexander Josef Schoenfeldt
IRN AJS01686
- [FCA CF] Manager of certification employee (15 Aug 2022 to 19 Feb 2026)
- [FCA CF] Material risk taker (15 Aug 2022 to 19 Feb 2026)
- [FCA CF] Client dealing (15 Aug 2022 to 19 Feb 2026)
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Alexandre M V Casin
IRN AMC01113
- [FCA CF] Client dealing (since 23 Jan 2026)
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Andrew Ronald Beattie
IRN ARB01261
- CF30 Customer (21 Jul 2014 to 5 Jan 2015)
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Ben Michael Carr
IRN BMC01048
- CF30 Customer (18 Mar 2016 to 8 Dec 2019)
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Benjamin Roelof Dreyer
IRN BRD01031
- CF30 Customer (18 Oct 2016 to 8 Dec 2019)
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Biliana Petrov
IRN BXP01295
- [FCA CF] Material risk taker (23 Mar 2021 to 31 Jul 2023)
- CF30 Customer (21 Jul 2014 to 19 Jun 2018)
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Brice Tropper
IRN BXT01422
- CF30 Customer (6 Dec 2017 to 30 Nov 2018)
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Carlo Angelo Trabattoni
IRN CAT01063
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 5 Sep 2024)
- CF2 Non Executive Director (4 Nov 2019 to 8 Dec 2019)
- CF1 Director (13 Feb 2019 to 4 Nov 2019)
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Cecile Belaman
IRN CXB01263
- Director of firm who is not a certification employee or a SMF manager (since 16 Sep 2024)
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Charles Peters
IRN CXP01917
- CF1 Director (11 Apr 2017 to 30 Nov 2018)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.