Carlo Angelo Trabattoni

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

APERTURE INVESTORS UK, LTD (no longer approved here)
FRN 846073
- Director of firm who is not a certification employee or a SMF manager (28 May 2020 to 25 Jun 2024)
Lumyna Investments Limited (no longer approved here)
FRN 613481
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 5 Sep 2024)
- CF2 Non Executive Director (4 Nov 2019 to 8 Dec 2019)
- CF1 Director (13 Feb 2019 to 4 Nov 2019)
Nippon Life Schroders Asset Management Europe Limited (no longer approved here)
FRN 188997
- (172)CF1 Director (1 Sep 2012 to 23 May 2016)
Schroder Unit Trusts Limited (no longer approved here)
FRN 197288
- CF1 Director (1 Sep 2012 to 4 Jul 2016)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (172)CF1 Director at Nippon Life Schroders Asset Management Europe Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.