APERTURE INVESTORS UK, LTD

• Principal Place of Business

  1 Old Queen Street

  London

  SW1H 9JA

  UNITED KINGDOM

  Phone

  +4402039662407

  Web

  https://www.apertureinvestors.com

• Complaints Contact

  1 Old Queen Street

  London

  SW1H 9JA

  UNITED KINGDOM

  Phone

  +4402039662407

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Aperture Investors, LLC

  IRN XXA17438

  • SMF27 Partner (4 Feb 2020 to 1 Jun 2020)
• Anis Mohammed Lahlou-Abid

  IRN AML01082

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Mar 2022)
• Benjamin Carroll

  IRN BXC80992

  • [FCA CF] Material risk taker (20 Jul 2020 to 18 Mar 2022)
  • SMF3 Executive Director (14 Jul 2020 to 23 Jan 2023)
• Caitlin Ann Glendinning

  IRN CAG01145

  • [FCA CF] Client dealing (since 21 Sep 2022)
• Carlo Angelo Trabattoni

  IRN CAT01063

  • Director of firm who is not a certification employee or a SMF manager (28 May 2020 to 25 Jun 2024)
• Charles Chi Fai Koo

  IRN CCK01020

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Mar 2022)
• Chawki Karam

  IRN CXK01310

  • [FCA CF] Client dealing (9 Dec 2019 to 17 Jan 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Mar 2022)
• David Zaher Saab

  IRN DXS08185

  • SMF3 Executive Director (4 Feb 2020 to 1 Jun 2020)
• Delaine Surani

  IRN DXS02441

  • SMF3 Executive Director (since 16 Jul 2020)
  • SMF16 Compliance Oversight (4 Feb 2020 to 2 Jan 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (4 Feb 2020 to 2 Jan 2023)
  • [FCA CF] Material risk taker (1 Jan 2020 to 18 Mar 2022)
• Edward Gosnall

  IRN EXG01398

  • [FCA CF] Client dealing (since 2 Sep 2020)
  • [FCA CF] Material risk taker (2 Sep 2020 to 18 Mar 2022)

No changes recorded yet.