Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 18 Mar 2022)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • [FCA CF] Client dealing (7 Mar 2016 to 9 May 2019)
    • CF30 Customer (1 Nov 2007 to 20 Dec 2009)
    • CF27 Investment Management (29 Mar 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2003)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF30 Customer (1 Nov 2007 to 9 May 2019)
    • CF27 Investment Management (29 Mar 2007 to 31 Oct 2007)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF30 Customer (1 Nov 2007 to 9 May 2019)
    • CF27 Investment Management (29 Mar 2007 to 31 Oct 2007)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (29 Jan 2004 to 1 Oct 2005)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.