Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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APERTURE INVESTORS UK, LTD
FRN 846073
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 18 Mar 2022)
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- [FCA CF] Client dealing (7 Mar 2016 to 9 May 2019)
- CF30 Customer (1 Nov 2007 to 20 Dec 2009)
- CF27 Investment Management (29 Mar 2007 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2003)
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- CF30 Customer (1 Nov 2007 to 9 May 2019)
- CF27 Investment Management (29 Mar 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 9 May 2019)
- CF27 Investment Management (29 Mar 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (29 Jan 2004 to 1 Oct 2005)
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- CF21 Investment Adviser (1 Dec 2001 to 11 Feb 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.