APERTURE INVESTORS UK, LTD

• Principal Place of Business

  1 Old Queen Street

  London

  SW1H 9JA

  UNITED KINGDOM

  Phone

  +4402039662407

  Web

  https://www.apertureinvestors.com

• Complaints Contact

  1 Old Queen Street

  London

  SW1H 9JA

  UNITED KINGDOM

  Phone

  +4402039662407

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Alternative Debenture, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Evangelia Kallitsi

  IRN EXK10974

  • [FCA CF] Client dealing (9 Dec 2019 to 18 Jun 2021)
• Floris Caspar Gustav Clemens Dijkstra

  IRN FCD01014

  • [FCA CF] Client dealing (1 Jul 2021 to 2 Aug 2022)
• Gabriel Allon Essers

  IRN GXE01127

  • [FCA CF] Material risk taker (9 Dec 2019 to 18 Mar 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 6 Jul 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 6 Jul 2022)
• HEATHER ANNE KENNEDY

  IRN HAK01035

  • [FCA CF] Client dealing (14 Aug 2023 to 9 Jul 2025)
• James Patrick Dale Andrews

  IRN JXA00449

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Jan 2023)
  • SMF16 Compliance Oversight (since 2 Jan 2023)
• Jennifer Gi Ying Sham

  IRN JXS00410

  • [FCA CF] Client dealing (9 Dec 2019 to 15 Jul 2022)
• Linwood Earle Bradford Jr

  IRN LEB01046

  • Director of firm who is not a certification employee or a SMF manager (25 Jun 2024 to 15 Oct 2025)
• Olivia HA

  IRN OXH01056

  • [FCA CF] Client dealing (since 16 Dec 2025)
• Peter Kraus

  IRN PXK27338

  • SMF3 Executive Director (since 3 Mar 2022)
  • SMF1 Chief Executive (since 16 Jul 2020)
  • [FCA CF] Material risk taker (16 Jul 2020 to 18 Mar 2022)
• Raghav Bardalai

  IRN RXB02154

  • [FCA CF] Client dealing (10 Aug 2020 to 20 Jun 2022)

No changes recorded yet.