Olivia HA

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

APERTURE INVESTORS UK, LTD
FRN 846073
- [FCA CF] Client dealing (since 16 Dec 2025)
Wells Fargo Securities International Limited (no longer approved here)
FRN 186745
- [FCA CF] Client dealing (9 Dec 2019 to 11 Jun 2021)
- CF30 Customer (27 Dec 2013 to 8 Dec 2019)
Wells Fargo Bank, National Association (no longer approved here)
FRN 456183
- CF30 Customer (31 Mar 2015 to 29 Dec 2015)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF30 Customer (4 Apr 2011 to 27 Sep 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.