Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Conning Asset Management Limited
FRN 189316
- SMF9 Chair of the Governing Body (since 15 Jan 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (13 Dec 2012 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (25 Jun 2024 to 15 Oct 2025)
Recent activity
Updates to this individual's record on the FCA register.
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