Alaina Ho-Kwan Wong

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

SINGER CAPITAL MARKETS SECURITIES LIMITED
FRN 453676
- [FCA CF] Client dealing (since 16 Jun 2021)
Singer Capital Markets Advisory LLP
FRN 568323
- [FCA CF] Client dealing (since 16 Jun 2021)
Panmure Liberum Limited (no longer approved here)
FRN 403721
- [FCA CF] Client dealing (9 Dec 2019 to 21 Apr 2021)
- CF30 Customer (11 Nov 2019 to 8 Dec 2019)
Cavendish Securities PLC (no longer approved here)
FRN 416932
- CF30 Customer (9 Apr 2019 to 8 Nov 2019)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.