ABN AMRO Clearing Bank N.V., London Branch

• Principal Place of Business

  ABN AMRO Clearing Bank N.V.

  5 Aldermanbury Square

  London

  City Of London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402031929000

  Web

  https://www.abnamro.com/clearing/en/home

• Complaints Contact

  5 Aldermanbury Square

  London

  EC2V 7HR

  UNITED KINGDOM

  Phone

  +4402038804121

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Share

• Adam Alexander Smith

  IRN AAS01036

  • CF26 Customer Trading (27 Oct 2005 to 21 Jul 2006)
• Adam Ketley

  IRN ACK01038

  • CF30 Customer (5 Mar 2019 to 8 Dec 2019)
• Adrian Dann

  IRN AMD01144

  • CF30 Customer (5 Mar 2019 to 8 Dec 2019)
• Aidan Maxwell Bernard Paddick

  IRN AMP01095

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 5 May 2020)
  • CF11 Money Laundering Reporting (6 May 2014 to 8 Dec 2019)
• Aldwin Peter Boers

  IRN APB01204

  • CF29 Significant management (14 May 2013 to 31 Jan 2014)
• Alex Pharaoh

  IRN AXP34360

  • [FCA CF] Significant management (since 9 Dec 2019)
• Alexander Barry Andrews

  IRN ABA01060

  • CF30 Customer (3 Apr 2014 to 30 Sep 2015)
• Alexander James Bentley McLeod

  IRN AJM01297

  • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
  • CF26 Customer Trading (30 Jun 2004 to 31 Oct 2007)
• Alexander Richard Anstee-Parry

  IRN ARA01056

  • [FCA CF] Manager of certification employee (since 1 Jul 2020)
  • [FCA CF] Client dealing (since 7 Mar 2020)
  • CF30 Customer (1 Nov 2013 to 8 Dec 2019)
• Alexander Richard Horsfall

  IRN ARH01165

  • CF30 Customer (19 Sep 2013 to 11 Oct 2013)

No changes recorded yet.