Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)

    FRN 400059

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF26 Customer Trading (30 Jun 2004 to 31 Oct 2007)
  • DBG MARKETS (UK) LLP (no longer approved here)

    FRN 469459

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
    • CF3 Chief Executive (1 Oct 2007 to 31 Dec 2008)
    • CF4 Partner (1 Oct 2007 to 31 Dec 2008)
    • CF8 Apportionment and Oversight (1 Oct 2007 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Oct 2007 to 31 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.