DBG MARKETS (UK) LLP

Date authorised
1 April 2013
Companies House
OC300984
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Sierra Quebec Bravo
    77 Marsh Wall
    London
    Canary Wharf
    E14 9SH
    UNITED KINGDOM
    Phone
    +442038051791
    Web
    https://www.dbglondon.co.uk

  • Complaints Contact

    Sierra Quebec Bravo
    77 Marsh Wall
    London
    Canary Wharf
    E14 9SH
    UNITED KINGDOM
    Phone
    +442038051791

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Fakey Brokers Limited

    IRN XXF01059

    • SMF27 Partner (9 Dec 2019 to 19 Apr 2021)
    • CF4 Partner (4 May 2011 to 8 Dec 2019)
  • Alexander James Bentley McLeod

    IRN AJM01297

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF11 Money Laundering Reporting (1 Oct 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Oct 2007 to 31 Oct 2007)
    • CF4 Partner (1 Oct 2007 to 31 Dec 2008)
    • CF3 Chief Executive (1 Oct 2007 to 31 Dec 2008)
  • Alexander Royle

    IRN AXR01909

    • CF4 Partner (30 Sep 2011 to 12 Oct 2012)
    • CF30 Customer (24 Sep 2009 to 12 Oct 2012)
  • Arwin Fakey

    IRN AXF01142

    • SMF27 Partner (9 Dec 2019 to 2 Oct 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 2 Oct 2024)
    • CF4 Partner (31 Dec 2008 to 8 Dec 2019)
    • CF3 Chief Executive (31 Dec 2008 to 8 Dec 2019)
    • CF30 Customer (6 Jun 2008 to 8 Dec 2019)
  • Carl Nicholas Szabo

    IRN CNS01041

    • CF30 Customer (20 Jun 2014 to 30 Nov 2016)
    • CF4 Partner (20 Jun 2014 to 30 Nov 2016)
  • Christopher Nevinson Faulkner

    IRN CNF01006

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF3 Chief Executive (1 Oct 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Oct 2007 to 31 Dec 2008)
    • CF4 Partner (1 Oct 2007 to 31 Dec 2008)
    • CF8 Apportionment and Oversight (1 Oct 2007 to 31 Oct 2007)
  • Clark Vasit Coleman

    IRN CVC01005

    • CF30 Customer (11 Apr 2011 to 10 Jun 2011)
    • CF4 Partner (11 Apr 2011 to 10 Jun 2011)
  • Edward David Taylor

    IRN EDT01007

    • CF4 Partner (13 Aug 2009 to 18 Nov 2010)
    • CF30 Customer (13 Aug 2009 to 18 Nov 2010)
  • Jamie Lee Smith

    IRN JLS01159

    • CF4 Partner (28 Apr 2010 to 11 Nov 2019)
    • CF30 Customer (1 Nov 2007 to 11 Nov 2019)
    • CF26 Customer Trading (30 Oct 2007 to 31 Oct 2007)
  • Liliana Sencu

    IRN LXS00488

    • SMF16 Compliance Oversight (12 Feb 2024 to 21 Feb 2026)
    • SMF27 Partner (12 Feb 2024 to 21 Feb 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (12 Feb 2024 to 21 Feb 2026)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.