Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DBG MARKETS (UK) LLP (no longer approved here)

    FRN 469459

    • SMF27 Partner (9 Dec 2019 to 2 Oct 2024)
    • SMF1 Chief Executive (9 Dec 2019 to 2 Oct 2024)
    • CF4 Partner (31 Dec 2008 to 8 Dec 2019)
    • CF3 Chief Executive (31 Dec 2008 to 8 Dec 2019)
    • CF30 Customer (6 Jun 2008 to 8 Dec 2019)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF30 Customer (1 Nov 2007 to 30 May 2008)
    • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
  • Skandinaviska Enskilda Banken AB (Publ) (no longer approved here)

    FRN 124943

    • CF21 Investment Adviser (25 Oct 2005 to 22 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

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