Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Mariana UFP LLP
FRN 551170
- CF30 Customer (since 27 May 2022)
- [FCA CF] Client dealing (since 1 Nov 2021)
- [FCA CF] Manager of certification employee (since 1 Nov 2021)
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Mariana UFP (Americas) Limited
FRN 649237
- (4)Employed By (since 27 May 2022)
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- SMF27 Partner (9 Dec 2019 to 27 Jan 2020)
- [FCA CF] Client dealing (9 Dec 2019 to 6 Jul 2021)
- CF4 Partner (AR) (3 Jul 2017 to 23 May 2018)
- CF30 Customer (24 Jan 2014 to 6 Jul 2021)
- CF4 Partner (24 Jan 2014 to 8 Dec 2019)
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- (20)Employed By (29 Jun 2017 to 6 Jul 2021)
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- CF30 Customer (23 Sep 2013 to 8 May 2015)
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- CF30 Customer (4 Jan 2011 to 21 Jun 2013)
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- CF30 Customer (13 Aug 2009 to 18 Nov 2010)
- CF4 Partner (13 Aug 2009 to 18 Nov 2010)
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- CF30 Customer (1 Nov 2007 to 29 Jun 2009)
- CF21 Investment Adviser (5 May 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (7 Feb 2006 to 24 Apr 2006)
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- CF21 Investment Adviser (13 Jan 2006 to 16 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.