Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF30 Customer (since 27 May 2022)
    • [FCA CF] Client dealing (since 1 Nov 2021)
    • [FCA CF] Manager of certification employee (since 1 Nov 2021)
    • (4)Employed By (since 27 May 2022)
  • Prism Financial Products LLP (no longer approved here)

    FRN 607481

    • SMF27 Partner (9 Dec 2019 to 27 Jan 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jul 2021)
    • CF4 Partner (AR) (3 Jul 2017 to 23 May 2018)
    • CF30 Customer (24 Jan 2014 to 6 Jul 2021)
    • CF4 Partner (24 Jan 2014 to 8 Dec 2019)
  • Prism Financial Products LP (no longer approved here)

    FRN 782608

    • (20)Employed By (29 Jun 2017 to 6 Jul 2021)
  • Forte Securities Limited (no longer approved here)

    FRN 478424

    • CF30 Customer (23 Sep 2013 to 8 May 2015)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (4 Jan 2011 to 21 Jun 2013)
  • DBG MARKETS (UK) LLP (no longer approved here)

    FRN 469459

    • CF30 Customer (13 Aug 2009 to 18 Nov 2010)
    • CF4 Partner (13 Aug 2009 to 18 Nov 2010)
  • Skandinaviska Enskilda Banken AB (Publ) (no longer approved here)

    FRN 124943

    • CF30 Customer (1 Nov 2007 to 29 Jun 2009)
    • CF21 Investment Adviser (5 May 2006 to 31 Oct 2007)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF21 Investment Adviser (7 Feb 2006 to 24 Apr 2006)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF21 Investment Adviser (13 Jan 2006 to 16 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.