DBG MARKETS (UK) LLP

Date authorised
1 April 2013
Companies House
OC300984
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Sierra Quebec Bravo
    77 Marsh Wall
    London
    Canary Wharf
    E14 9SH
    UNITED KINGDOM
    Phone
    +442038051791
    Web
    https://www.dbglondon.co.uk

  • Complaints Contact

    Sierra Quebec Bravo
    77 Marsh Wall
    London
    Canary Wharf
    E14 9SH
    UNITED KINGDOM
    Phone
    +442038051791

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Roger Lizzimore

    IRN MRL01049

    • CF30 Customer (17 Oct 2012 to 2 Sep 2013)
    • CF4 Partner (17 Oct 2012 to 2 Sep 2013)
  • Nathan John Clark

    IRN NJC01111

    • SMF27 Partner (since 13 Jan 2025)
    • [FCA CF] Client dealing (since 2 Jun 2022)
  • Neil Warrender

    IRN NRW01052

    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2021)
    • CF4 Partner (6 Jan 2009 to 12 Oct 2019)
    • CF11 Money Laundering Reporting (6 Jan 2009 to 11 Nov 2019)
    • CF10 Compliance Oversight (6 Jan 2009 to 12 Oct 2019)
  • Patrick Franey

    IRN PJF01097

    • CF4 Partner (12 Jan 2012 to 2 Sep 2013)
    • CF30 Customer (12 Jan 2012 to 2 Sep 2013)
  • Ravi Khosla

    IRN RXK01139

    • CF30 Customer (2 Oct 2018 to 6 Jan 2023)
    • CF3 Chief Executive (AR) (2 Oct 2018 to 6 Jan 2023)
    • CF1 Director (AR) (2 Oct 2018 to 6 Jan 2023)
  • Richard John Bambury

    IRN RJB01539

    • CF4 Partner (7 Feb 2013 to 6 Jun 2014)
    • CF30 Customer (7 Feb 2013 to 6 Jun 2014)
  • Russell Charles Shadwell

    IRN RCS01049

    • CF30 Customer (4 Apr 2013 to 1 May 2014)
    • CF4 Partner (4 Apr 2013 to 1 May 2014)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.