Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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DBG MARKETS (UK) LLP
FRN 469459
- SMF27 Partner (since 13 Jan 2025)
- [FCA CF] Client dealing (since 2 Jun 2022)
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- [FCA CF] Client dealing (10 Sep 2021 to 15 Jun 2022)
- [FCA CF] Significant management (10 Sep 2021 to 15 Jun 2022)
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- CF30 Customer (12 Aug 2008 to 17 Oct 2011)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.