PRO CAPITAL LIMITED

Date authorised
1 April 2013
Companies House
02789195
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Pilgrims Lane
    London
    NW3 1SL
    UNITED KINGDOM
    Phone
    +4407810834952
    Web
    https://www.procapitaluk.com

  • Complaints Contact

    10 Pilgrims Lane
    London
    NW3 1SL
    UNITED KINGDOM
    Phone
    +4407810834952

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Javier Nelson Bertochi

    IRN JNB01049

    • CF21 Investment Adviser (13 Dec 2002 to 13 Dec 2002)
  • Jean Marie Georges Antoine Vichot

    IRN JMV01021

    • CF21 Investment Adviser (7 Feb 2005 to 24 May 2005)
  • Michael Balboa

    IRN MXB01508

    • CF21 Investment Adviser (21 May 2003 to 21 May 2003)
  • Nicholas Nugent

    IRN NXN01017

    • CF21 Investment Adviser (1 Dec 2001 to 3 Sep 2003)
  • Olivier Robert Froment

    IRN ORF01001

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF1 Director (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • Peter Lars Neighbour

    IRN PLN01009

    • CF21 Investment Adviser (15 Feb 2005 to 28 Jun 2005)
  • Roger Caedmon Mortimer

    IRN RXM01683

    • CF21 Investment Adviser (18 Oct 2005 to 19 Jan 2006)
  • Satoru Kuroiwa

    IRN SXK01160

    • CF21 Investment Adviser (1 Dec 2001 to 24 Jul 2007)
  • Stephen John Bate

    IRN SJB01259

    • CF21 Investment Adviser (21 Apr 2004 to 31 Jan 2005)
  • Steven Kamil

    IRN SXK01157

    • CF21 Investment Adviser (12 Aug 2002 to 13 Feb 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Pro Capital L (no longer appointed)

    FRN 400239 · Appointed 21 Apr 2004 · Until 28 Mar 2017

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.