Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KNG Securities LLP (no longer approved here)

    FRN 402459

    • CF30 Customer (1 Nov 2007 to 28 Dec 2011)
    • CF28 Systems and controls (1 Nov 2007 to 28 Dec 2011)
    • CF13 Finance (4 Nov 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (4 Nov 2004 to 31 Oct 2007)
    • CF4 Partner (4 Nov 2004 to 28 Dec 2011)
    • CF10 Compliance Oversight (4 Nov 2004 to 28 Dec 2011)
  • ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)

    FRN 400059

    • CF26 Customer Trading (30 Jun 2004 to 31 Aug 2005)
  • PRO CAPITAL LIMITED (no longer approved here)

    FRN 164384

    • CF21 Investment Adviser (12 Aug 2002 to 13 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

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