Roger Caedmon Mortimer

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sturgeon Ventures LLP

    FRN 452811

    • CF30 Customer (since 5 Jun 2025)
  • Q India (UK) Limited

    FRN 988273

    • (2)Employed By (since 8 Feb 2023)
  • LEELA REGULATORY SOLUTIONS LIMITED (no longer approved here)

    FRN 845185

    • CF1 Director (AR) (23 Jun 2022 to 9 Dec 2024)
    • CF30 Customer (23 Jun 2022 to 9 Dec 2024)
    • SMF3 Executive Director (8 Jan 2020 to 9 Dec 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Jan 2020 to 9 Dec 2024)
    • SMF16 Compliance Oversight (8 Jan 2020 to 9 Dec 2024)
    • SMF1 Chief Executive (8 Jan 2020 to 9 Dec 2024)
  • Sapeno Partners LLP (no longer approved here)

    FRN 628713

    • CF30 Customer (8 Sep 2016 to 21 Apr 2017)
    • CF1 Director (AR) (8 Sep 2016 to 21 Apr 2017)
    • CF3 Chief Executive (AR) (8 Sep 2016 to 21 Apr 2017)
  • Generation Asset Management (UK) Limited (no longer approved here)

    FRN 470388

    • CF30 Customer (2 Oct 2012 to 12 Jan 2017)
  • CheckRisk LLP (no longer approved here)

    FRN 490575

    • CF30 Customer (29 Jun 2009 to 31 Aug 2010)
  • Kotak Mahindra (UK) Limited (no longer approved here)

    FRN 171837

    • CF30 Customer (1 Nov 2007 to 29 May 2009)
    • CF21 Investment Adviser (9 Feb 2006 to 31 Oct 2007)
  • PRO CAPITAL LIMITED (no longer approved here)

    FRN 164384

    • CF21 Investment Adviser (18 Oct 2005 to 19 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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