Generation Asset Management (UK) Limited

Watch for changes

FRN: 470388
Date authorised: 1 April 2013
Companies House: 06163539
Last scraped: 2 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Devonshire House

1 Mayfair Place

Level 1, Suite 176

London

Westminster

W1J 8AJ

UNITED KINGDOM

Phone

+447796550625
Complaints Contact

Devonshire House

1 Mayfair Place

Level 1, Suite 176

London

Westminster

W1J 8AJ

UNITED KINGDOM

Phone

+447796550625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Professional
Investment Advice (no pensions)

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Angus Patrick Murray
IRN APM01081
- CF13 Finance
- CF2 Non Executive Director (8 Oct 2008 to 30 Mar 2011)
- CF28 Systems and controls (9 Jan 2008 to 8 Oct 2008)
- CF1 Director (9 Jan 2008 to 8 Oct 2008)
Anton Christopher Mauve
IRN ACM01248
- CF1 Director (AR) (2 Sep 2015 to 1 Dec 2023)
- CF30 Customer (2 Sep 2015 to 1 Dec 2023)
Bartlomiej Marcin Fraszczyk
IRN BMF01025
- CF30 Customer (23 Oct 2012 to 18 Sep 2015)
Bradford Alan Mills
IRN BAM01118
- CF1 Director (AR) (since 2 Sep 2015)
- CF30 Customer (since 2 Sep 2015)
Charles Michael Metcalfe
IRN CMM01097
- CF1 Director (10 Aug 2016 to 30 Apr 2018)
- CF30 Customer (10 Aug 2016 to 30 Apr 2018)
Cyril Henri Alain Le Tonqueze
IRN CHL01038
- [FCA CF] Client dealing (since 30 Jan 2021)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF10 Compliance Oversight (2 Feb 2018 to 8 Dec 2019)
- CF11 Money Laundering Reporting (2 Feb 2018 to 8 Dec 2019)
- CF1 Director (19 Apr 2011 to 8 Dec 2019)
- CF30 Customer (27 Mar 2008 to 8 Dec 2019)
David John Barney
IRN DJB01658
- CF30 Customer (5 Apr 2016 to 21 Jun 2016)
David Pringle McNaughtan
IRN DPM01061
- CF30 Customer (3 Jul 2008 to 30 Mar 2011)
Douglas David Sharp
IRN DDS01028
- CF2 Non Executive Director (8 Oct 2008 to 12 Nov 2008)
- CF11 Money Laundering Reporting (9 Jan 2008 to 8 Oct 2008)
- CF10 Compliance Oversight (9 Jan 2008 to 8 Oct 2008)
- CF1 Director (9 Jan 2008 to 8 Oct 2008)
Frederick Fenner Dalley
IRN FFD01006
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (4 Jul 2012 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Plinian Capital Limited
FRN 582457 · Appointed 2 Jul 2015
Nekton Capital Ltd (no longer appointed)
FRN 772001 · Appointed 20 Feb 2017 · Until 9 May 2018
Tomlinson Research Limited (no longer appointed)
FRN 617032 · Appointed 11 Mar 2014 · Until 31 Oct 2018
Arrow Capital Management (UK) Ltd (no longer appointed)
FRN 604740 · Appointed 23 Jul 2013 · Until 31 Oct 2018
Plinian Capital Limited (no longer appointed)
FRN 582457 · Appointed 6 Jun 2012 · Until 12 Mar 2013
SOVEREIGNTY CAPITAL ADVISORS UK LTD (no longer appointed)
FRN 552243 · Appointed 27 May 2011 · Until 22 May 2014

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.