Douglas David Sharp

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED (no longer approved here)

    FRN 607483

    • CF11 Money Laundering Reporting (8 May 2014 to 1 Jun 2018)
    • CF10 Compliance Oversight (8 May 2014 to 1 Jun 2018)
  • Generation Asset Management (UK) Limited (no longer approved here)

    FRN 470388

    • CF2 Non Executive Director (8 Oct 2008 to 12 Nov 2008)
    • CF10 Compliance Oversight (9 Jan 2008 to 8 Oct 2008)
    • CF1 Director (9 Jan 2008 to 8 Oct 2008)
    • CF11 Money Laundering Reporting (9 Jan 2008 to 8 Oct 2008)
  • Sciens Capital Limited (no longer approved here)

    FRN 170053

    • CF21 Investment Adviser (30 Nov 2006 to 30 Nov 2006)
    • CF1 Director (30 Nov 2006 to 17 Feb 2009)
    • CF10 Compliance Oversight (1 Dec 2001 to 17 Apr 2014)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 17 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

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