Generation Asset Management (UK) Limited

Date authorised
1 April 2013
Companies House
06163539
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Devonshire House
    1 Mayfair Place
    Level 1, Suite 176
    London
    Westminster
    W1J 8AJ
    UNITED KINGDOM
    Phone
    +447796550625

  • Complaints Contact

    Devonshire House
    1 Mayfair Place
    Level 1, Suite 176
    London
    Westminster
    W1J 8AJ
    UNITED KINGDOM
    Phone
    +447796550625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Hugues Marc Lamotte

    IRN HML01010

    • CF2 Non Executive Director (13 Oct 2008 to 22 Apr 2009)
  • James Lawrence McGovern

    IRN JLM01200

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (25 Jun 2012 to 8 Dec 2019)
  • Keith Tomlinson

    IRN KXT01377

    • CF30 Customer (27 Apr 2012 to 31 Oct 2018)
  • Manuel Lionel Carrelet

    IRN MLC01035

    • CF28 Systems and controls (11 Sep 2008 to 17 Jan 2018)
    • CF11 Money Laundering Reporting (11 Sep 2008 to 17 Jan 2018)
    • CF10 Compliance Oversight (11 Sep 2008 to 17 Jan 2018)
    • CF8 Apportionment and Oversight (9 Jan 2008 to 4 Mar 2009)
    • CF1 Director (9 Jan 2008 to 30 Apr 2018)
    • CF30 Customer (9 Jan 2008 to 30 Apr 2018)
    • CF3 Chief Executive (9 Jan 2008 to 17 Jan 2018)
  • Mark VanDyke Sander

    IRN MVS01038

    • CF30 Customer (since 8 Apr 2016)
    • CF1 Director (AR) (since 12 Feb 2016)
  • Paul Daws

    IRN PXD01660

    • CF30 Customer (8 Nov 2010 to 4 Oct 2011)
  • Paventhan Savunthararasa

    IRN PXS02124

    • CF1 Director (19 Apr 2011 to 13 Oct 2011)
  • Per Sixten Mattias Eriksson

    IRN PSE01012

    • CF1 Director (18 Apr 2011 to 13 Oct 2011)
    • CF30 Customer (28 Oct 2010 to 24 Jan 2013)
  • Philip Nicholas Hamilton

    IRN PNH01021

    • CF1 Director (AR) (7 Mar 2017 to 19 Jan 2018)
    • CF30 Customer (19 Dec 2016 to 19 Jan 2018)
  • Robert William Maxwell

    IRN RWM01114

    • CF1 Director (AR) (15 Jul 2014 to 31 Oct 2018)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.