Generation Asset Management (UK) Limited

Date authorised
1 April 2013
Companies House
06163539
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Devonshire House
    1 Mayfair Place
    Level 1, Suite 176
    London
    Westminster
    W1J 8AJ
    UNITED KINGDOM
    Phone
    +447796550625

  • Complaints Contact

    Devonshire House
    1 Mayfair Place
    Level 1, Suite 176
    London
    Westminster
    W1J 8AJ
    UNITED KINGDOM
    Phone
    +447796550625

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Roger Caedmon Mortimer

    IRN RXM01683

    • CF30 Customer (2 Oct 2012 to 12 Jan 2017)
  • Sanjay Kumar Swarup

    IRN SKS01106

    • CF30 Customer (since 10 Sep 2020)
    • CF1 Director (AR) (since 25 Apr 2016)
    • CF30 Customer (25 Apr 2016 to 8 Dec 2019)
  • Santiago Pinson Correa

    IRN SXP01606

    • CF1 Director (11 Sep 2008 to 9 Apr 2009)
    • CF30 Customer (9 Jan 2008 to 9 Apr 2009)
  • Stefano Paschetto

    IRN SXP01200

    • CF30 Customer (13 Dec 2011 to 11 Mar 2019)
    • CF1 Director (13 Dec 2011 to 1 Nov 2013)
  • Tarek Kadri Mahmoud

    IRN TKM01007

    • CF30 Customer (8 Aug 2011 to 12 May 2014)
    • CF3 Chief Executive (AR) (8 Aug 2011 to 12 May 2014)
    • CF1 Director (AR) (8 Aug 2011 to 12 May 2014)
  • Terrell Iver Ackerman

    IRN TIA01007

    • CF30 Customer (since 1 May 2018)
  • Thor Arvid Abrahamsen

    IRN TAA01013

    • CF30 Customer (6 Oct 2016 to 31 Oct 2018)
  • Yuliya Tarasenka

    IRN YXT01140

    • SMF3 Executive Director (9 Dec 2019 to 23 Sep 2024)
    • CF1 Director (23 Jun 2014 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.