Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- CF30 Customer (6 Oct 2016 to 31 Oct 2018)
-
- Employed By (6 Oct 2016 to 31 Oct 2018)
-
- CF30 Customer (4 Mar 2013 to 1 Aug 2016)
- CF10 Compliance Oversight (1 Oct 2012 to 13 Apr 2016)
- CF1 Director (1 Oct 2012 to 1 Aug 2016)
- CF11 Money Laundering Reporting (1 Oct 2012 to 13 Apr 2016)
-
- CF27 Investment Management (30 Sep 2004 to 30 Sep 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.