First Trust Global Portfolios Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
First Trust Global Portfolios Ltd8 Angel CourtCopthall AvenueLondonCity Of LondonEC2R 7HPUNITED KINGDOM- Phone
- +4402031957125
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Complaints Contact
First Trust Global Portfolios Ltd8 Angel CourtCopthall AvenueLondonCity Of LondonEC2R 7HPUNITED KINGDOM- Phone
- +4402031957121
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alan Christophe Boulhimez
IRN ACB01277
- CF30 Customer (7 Sep 2015 to 8 Dec 2019)
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Amit Gohil
IRN AXG02579
- CF30 Customer (18 Aug 2015 to 8 Dec 2019)
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Andrew Roggensack
IRN AXR02188
- CF2 Non Executive Director (1 Oct 2012 to 8 Dec 2019)
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Anthony Beevers
IRN AXB03353
- CF30 Customer (14 Jan 2015 to 8 Dec 2019)
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Benjamin Fox
IRN BXF01134
- CF4 Partner (AR) (11 Dec 2012 to 12 Feb 2015)
- CF30 Customer (11 Dec 2012 to 12 Feb 2015)
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Carl Albert Hass
IRN CAH01241
- CF30 Customer (17 Sep 2015 to 30 Jun 2016)
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Caroline Smith
IRN CXS02030
- CF28 Systems and controls (8 Oct 2015 to 8 Dec 2019)
- CF30 Customer (23 Sep 2013 to 12 Oct 2015)
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Chen Zhang
IRN CXZ01083
- CF30 Customer (9 Oct 2018 to 8 Dec 2019)
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Christopher Beament
IRN CXB02012
- CF30 Customer (6 Mar 2013 to 12 Feb 2015)
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Christopher Elliott
IRN CXE01242
- CF30 Customer (12 Mar 2013 to 12 Feb 2015)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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LGBR Capital LLP (no longer appointed)
FRN 591792 · Appointed 22 Nov 2012 · Until 12 Feb 2015 · Tied agent
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.