First Trust Global Portfolios Limited

Date authorised
1 April 2013
Companies House
07874049
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Trust Global Portfolios Ltd
    8 Angel Court
    Copthall Avenue
    London
    City Of London
    EC2R 7HP
    UNITED KINGDOM
    Phone
    +4402031957125
    Web
    https://www.ftglobalportfolios.com

  • Complaints Contact

    First Trust Global Portfolios Ltd
    8 Angel Court
    Copthall Avenue
    London
    City Of London
    EC2R 7HP
    UNITED KINGDOM
    Phone
    +4402031957121

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher John Loxley Mills

    IRN CJM01398

    • CF30 Customer (21 Jul 2014 to 12 Feb 2015)
  • David Gerard McGarel

    IRN DGM01155

    • CF2 Non Executive Director (15 Jan 2016 to 8 Dec 2019)
  • Derek Norman Fulton

    IRN DNF01007

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (11 Mar 2013 to 8 Dec 2019)
    • CF3 Chief Executive (1 Oct 2012 to 8 Dec 2019)
    • CF1 Director (1 Oct 2012 to 8 Dec 2019)
  • Duncan Rory Limont Brown

    IRN DRB00089

    • CF30 Customer (10 Sep 2014 to 12 Feb 2015)
  • Elizabeth Chabot

    IRN EXS01645

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Apr 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2016 to 8 Dec 2019)
  • Eric Greg Anderson

    IRN EGA01012

    • CF30 Customer (8 Jul 2013 to 2 Jun 2017)
  • Gee Weng Sung

    IRN GWS01035

    • CF30 Customer (1 Jun 2014 to 12 Feb 2015)
  • Glenn Fraser Hamilton

    IRN GFH01012

    • CF4 Partner (AR) (11 Dec 2012 to 12 Feb 2015)
    • CF30 Customer (11 Dec 2012 to 12 Feb 2015)
  • Gregg Guerin

    IRN GXG01631

    • CF30 Customer (22 Dec 2015 to 8 Dec 2019)
  • Jack Douglas Rose

    IRN JDR01130

    • CF30 Customer (1 Aug 2014 to 12 Feb 2015)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • LGBR Capital LLP (no longer appointed)

    FRN 591792 · Appointed 22 Nov 2012 · Until 12 Feb 2015 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.