Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 18 Jan 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (15 Nov 2022 to 14 Apr 2025)
    • [FCA CF] Manager of certification employee (18 Jan 2022 to 14 Apr 2025)
    • [FCA CF] Material risk taker (since 15 Nov 2022)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (18 Jan 2022 to 14 Apr 2025)
    • [FCA CF] Manager of certification employee (18 Jan 2022 to 14 Apr 2025)
  • First Trust Global Portfolios Limited (no longer approved here)

    FRN 583261

    • CF30 Customer (1 Aug 2014 to 12 Feb 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.