Date authorised
3 July 2014
Companies House
OC391352
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 King William Street
    London
    EC4N 7AF
    UNITED KINGDOM
    Phone
    +4402072018989
  • Complaints Contact

    1 King William Street
    London
    EC4N 7AF
    UNITED KINGDOM
    Phone
    +4402072018989

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Triple Point LLP

    IRN XXT01152

    • SMF27 Partner (9 Dec 2019 to 3 Mar 2026)
    • CF4 Partner (3 Jul 2014 to 8 Dec 2019)
  • . Triple Point LLP

    IRN XXT01151

    • SMF27 Partner (9 Dec 2019 to 3 Mar 2026)
    • CF4 Partner (3 Jul 2014 to 8 Dec 2019)
  • Abby Gardner

    IRN AXG00799

    • [FCA CF] Client dealing (since 22 May 2023)
  • Alistair Maguire

    IRN AXM00849

    • [FCA CF] Client dealing (since 29 Jun 2021)
  • Amelia McCormack

    IRN AXM05154

    • [FCA CF] Client dealing (22 May 2023 to 29 May 2024)
  • Anne Louise Slater-Brooks

    IRN AXS00309

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (1 Apr 2023 to 14 Apr 2025)
  • Aoife Bailey

    IRN AXB04564

    • [FCA CF] Client dealing (since 28 Feb 2025)
  • Belinda Thomas

    IRN BLB01007

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (3 Jul 2014 to 8 Dec 2019)
  • Ben Morall

    IRN BXM00303

    • [FCA CF] Client dealing (since 9 Mar 2022)
  • Benjamin James Beaton

    IRN BJB01122

    • [FCA CF] Material risk taker (9 Dec 2019 to 13 Jan 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.