Triple Point Administration LLP

• Principal Place of Business

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

  Web

  https://www.triplepoint.co.uk

• Complaints Contact

  1 King William Street

  London

  EC4N 7AF

  UNITED KINGDOM

  Phone

  +4402072018989

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Billy Edward Brown

  IRN BXB00100

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2024)
• Bryan Curel

  IRN BXC00063

  • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2024)
• Carl Wayne Porter

  IRN CXP00163

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Feb 2022)
• Catharine McCarthy

  IRN CXM00228

  • [FCA CF] Client dealing (since 26 Jun 2023)
• Charlie Armstrong

  IRN CXA00214

  • [FCA CF] Manager of certification employee (1 Apr 2023 to 14 Apr 2025)
  • [FCA CF] Client dealing (9 Mar 2022 to 15 Oct 2025)
• Christopher John Warnford Tottle

  IRN CJT01049

  • CF30 Customer (3 Jul 2014 to 9 Jul 2014)
• Christopher Richard Lascelles

  IRN CXL00123

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Christopher William Lake

  IRN CXL00054

  • [FCA CF] Material risk taker (9 Dec 2019 to 14 Apr 2025)
  • [FCA CF] Significant management (9 Dec 2019 to 14 Apr 2025)
• Claire Alison Ainsworth

  IRN CAA01025

  • SMF27 Partner (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 13 Jan 2026)
  • CF4 Partner (3 Jul 2014 to 8 Dec 2019)
• Daniel Brian South

  IRN DXS02795

  • [FCA CF] Client dealing (9 Dec 2019 to 5 Apr 2023)
  • CF30 Customer (26 May 2016 to 8 Dec 2019)

No changes recorded yet.