First Trust Global Portfolios Limited

Date authorised
1 April 2013
Companies House
07874049
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    First Trust Global Portfolios Ltd
    8 Angel Court
    Copthall Avenue
    London
    City Of London
    EC2R 7HP
    UNITED KINGDOM
    Phone
    +4402031957125
    Web
    https://www.ftglobalportfolios.com

  • Complaints Contact

    First Trust Global Portfolios Ltd
    8 Angel Court
    Copthall Avenue
    London
    City Of London
    EC2R 7HP
    UNITED KINGDOM
    Phone
    +4402031957121

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Bowen

    IRN JXB02846

    • CF2 Non Executive Director (30 Jun 2014 to 8 Dec 2019)
    • CF1 Director (1 Oct 2012 to 30 Jun 2014)
  • Leonardo Antonio Da Costa

    IRN LAD01059

    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF1 Director (1 Aug 2016 to 8 Dec 2019)
    • CF30 Customer (15 Jul 2013 to 8 Dec 2019)
  • Luke Reeves

    IRN LXR01036

    • CF4 Partner (AR) (11 Dec 2012 to 12 Feb 2015)
    • CF30 Customer (11 Dec 2012 to 12 Feb 2015)
  • Mark Bradley

    IRN MXB02909

    • CF2 Non Executive Director (1 Oct 2012 to 31 Dec 2015)
  • Martin Paul Marie Molere

    IRN MPM01123

    • CF30 Customer (1 Jul 2013 to 5 Nov 2018)
  • Max Austin-Little

    IRN MXA04090

    • CF30 Customer (23 Jan 2018 to 8 Dec 2019)
  • Patrick Alan Rooney

    IRN PAR01216

    • CF30 Customer (17 Sep 2015 to 8 Dec 2019)
  • Richard Michael Jones

    IRN RMJ01014

    • CF30 Customer (18 Dec 2012 to 12 Feb 2015)
    • CF4 Partner (AR) (18 Dec 2012 to 12 Feb 2015)
  • Rupert Thomas Winfield Haddon

    IRN RTH01052

    • CF30 Customer (11 Sep 2015 to 8 Dec 2019)
  • Shaun Hellmuth

    IRN SXH02944

    • CF30 Customer (7 Feb 2018 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • LGBR Capital LLP (no longer appointed)

    FRN 591792 · Appointed 22 Nov 2012 · Until 12 Feb 2015 · Tied agent

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.