Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BlackRock Advisors (UK) Limited (no longer approved here)

    FRN 119186

    • SMF18 Other Overall Responsibility (17 Jan 2023 to 31 Dec 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 17 Jan 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 17 Jan 2023)
    • CF30 Customer (24 May 2016 to 8 Dec 2019)
    • CF29 Significant management (9 Dec 2014 to 10 Sep 2018)
  • BlackRock Investment Management (UK) Limited (no longer approved here)

    FRN 119293

    • SMF18 Other Overall Responsibility (17 Jan 2023 to 31 Dec 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 17 Jan 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 17 Jan 2023)
    • CF30 Customer (24 May 2016 to 8 Dec 2019)
    • CF29 Significant management (9 Dec 2014 to 10 Sep 2018)
  • BlackRock International Limited (no longer approved here)

    FRN 178638

    • SMF18 Other Overall Responsibility (17 Jan 2023 to 31 Dec 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 17 Jan 2023)
    • CF30 Customer (24 May 2016 to 8 Dec 2019)
    • CF29 Significant management (9 Dec 2014 to 10 Sep 2018)
  • BlackRock Institutional Trust Company, N.A. (no longer approved here)

    FRN 409343

    • CF30 Customer (24 May 2016 to 8 Dec 2019)
    • CF29 Significant management (9 Dec 2014 to 10 Sep 2018)
  • Generation Asset Management (UK) Limited (no longer approved here)

    FRN 470388

    • CF30 Customer (8 Aug 2011 to 12 May 2014)
    • CF1 Director (AR) (8 Aug 2011 to 12 May 2014)
    • CF3 Chief Executive (AR) (8 Aug 2011 to 12 May 2014)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (1 Nov 2007 to 11 Jun 2009)
    • CF29 Significant management (1 Nov 2007 to 11 Jun 2009)
    • CF21 Investment Adviser (30 Oct 2007 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (30 Oct 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.