Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Generation Asset Management (UK) Limited (no longer approved here)

    FRN 470388

    • CF30 Customer (10 Aug 2016 to 30 Apr 2018)
    • CF1 Director (10 Aug 2016 to 30 Apr 2018)
  • AMOVA ASSET MANAGEMENT UK LIMITED (no longer approved here)

    FRN 122084

    • CF1 Director (24 Nov 2010 to 31 Mar 2014)
    • CF3 Chief Executive (24 Nov 2010 to 3 Apr 2014)
    • CF30 Customer (24 Nov 2010 to 3 Apr 2014)
  • First Sentier Investors (UK) IM Limited (no longer approved here)

    FRN 119367

    • CF1 Director (1 Dec 2006 to 18 Feb 2009)
    • CF3 Chief Executive (1 Dec 2006 to 18 Feb 2009)
    • CF8 Apportionment and Oversight (1 Dec 2006 to 31 Oct 2007)
  • First Sentier Investors International IM Limited (no longer approved here)

    FRN 122512

    • CF8 Apportionment and Oversight (1 Dec 2006 to 31 Oct 2007)
    • CF1 Director (1 Dec 2006 to 18 Feb 2009)
    • CF3 Chief Executive (1 Dec 2006 to 18 Feb 2009)
  • First Sentier Investors (UK) Funds Limited (no longer approved here)

    FRN 143359

    • CF1 Director (1 Dec 2006 to 18 Feb 2009)
    • CF3 Chief Executive (1 Dec 2006 to 18 Feb 2009)
    • CF8 Apportionment and Oversight (1 Dec 2006 to 31 Oct 2007)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • CF21 Investment Adviser (2 Aug 2004 to 18 Sep 2006)
    • CF27 Investment Management (30 Sep 2002 to 2 Aug 2004)
    • CF1 Director (30 Sep 2002 to 18 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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