Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (10 Aug 2016 to 30 Apr 2018)
- CF1 Director (10 Aug 2016 to 30 Apr 2018)
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- CF1 Director (24 Nov 2010 to 31 Mar 2014)
- CF3 Chief Executive (24 Nov 2010 to 3 Apr 2014)
- CF30 Customer (24 Nov 2010 to 3 Apr 2014)
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- CF1 Director (1 Dec 2006 to 18 Feb 2009)
- CF3 Chief Executive (1 Dec 2006 to 18 Feb 2009)
- CF8 Apportionment and Oversight (1 Dec 2006 to 31 Oct 2007)
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- CF8 Apportionment and Oversight (1 Dec 2006 to 31 Oct 2007)
- CF1 Director (1 Dec 2006 to 18 Feb 2009)
- CF3 Chief Executive (1 Dec 2006 to 18 Feb 2009)
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- CF1 Director (1 Dec 2006 to 18 Feb 2009)
- CF3 Chief Executive (1 Dec 2006 to 18 Feb 2009)
- CF8 Apportionment and Oversight (1 Dec 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (2 Aug 2004 to 18 Sep 2006)
- CF27 Investment Management (30 Sep 2002 to 2 Aug 2004)
- CF1 Director (30 Sep 2002 to 18 Sep 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.