Nicholas Nugent

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KNG Securities LLP

    FRN 402459

    • [FCA CF] Material risk taker (since 9 Apr 2025)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (26 Mar 2012 to 24 Sep 2012)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (4 Nov 2004 to 8 Dec 2019)
    • CF21 Investment Adviser (4 Nov 2004 to 31 Oct 2007)
    • CF3 Chief Executive (4 Nov 2004 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (4 Nov 2004 to 31 Oct 2007)
  • ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)

    FRN 400059

    • CF26 Customer Trading (30 Jun 2004 to 31 Aug 2005)
  • PRO CAPITAL LIMITED (no longer approved here)

    FRN 164384

    • CF21 Investment Adviser (1 Dec 2001 to 3 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.