Elizabeth Roach

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BNY Mellon Investment Management EMEA Limited
FRN 119196
- SMF16 Compliance Oversight (since 12 Dec 2025)
BNY Mellon Fund Managers Limited
FRN 122007
- SMF16 Compliance Oversight (since 12 Dec 2025)
Newton Investment Management Limited
FRN 119331
- SMF16 Compliance Oversight (since 28 May 2021)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 28 May 2021)
Mako Global Derivatives Partnership LLP (no longer approved here)
FRN 231154
- CF10 Compliance Oversight (8 Apr 2014 to 31 Dec 2014)
- CF11 Money Laundering Reporting (9 Nov 2010 to 31 Dec 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.