Alan Adam Mearns

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Blackfriars Asset Management Limited (no longer approved here)
FRN 180892
- CF2 Non Executive Director (23 Jan 2009 to 27 Nov 2009)
BNY Mellon Investment Management EMEA Limited (no longer approved here)
FRN 119196
- CF3 Chief Executive (9 Jan 2007 to 24 Sep 2012)
- CF8 Apportionment and Oversight (9 Jan 2007 to 31 Oct 2007)
- CF1 Director (11 Nov 2002 to 1 Nov 2012)
BNY Mellon Fund Managers Limited (no longer approved here)
FRN 122007
- CF3 Chief Executive (9 Jan 2007 to 1 Nov 2012)
- CF8 Apportionment and Oversight (9 Jan 2007 to 31 Mar 2009)
- CF1 Director (11 Nov 2002 to 1 Nov 2012)
Threadneedle Portfolio Services Limited (no longer approved here)
FRN 119174
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 May 2002)
Threadneedle Investment Services Limited (no longer approved here)
FRN 190437
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.