Date authorised
1 April 2013
Companies House
02958399
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cannon Place
    78 Cannon Street
    London
    EC4N 6HL
    UNITED KINGDOM
    Phone
    +4402033983200
  • Complaints Contact

    Cannon Place
    78 Cannon Street
    London
    EC4N 6HL
    UNITED KINGDOM
    Phone
    +4402033983200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to advisory-only activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 4 limitations
    • · Limited to repurchase agreement activities and in carrying on these activities to the securities, "government and public security", "certificate representing certain security", and "right to or interest in investments - security", (when the latter is associated with these specified investments).
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to stocklending activities and in carrying on such activities to the securities listed other than "stakeholder pension scheme" and "rights to or interests in investments - security", (when the latter is associated with these specified investments).
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alex Naylor

    IRN AXN00281

    • [FCA CF] Client dealing (since 10 Jan 2023)
  • Alex Walker

    IRN AXW00952

    • [FCA CF] Client dealing (since 15 Jan 2025)
    • [FCA CF] Material risk taker (26 Feb 2025 to 16 Jan 2026)
  • Alexander Howe McMillan

    IRN AXM01245

    • [FCA CF] Material risk taker (11 Jul 2023 to 30 Jun 2024)
    • Director of firm who is not a certification employee or a SMF manager (1 Nov 2022 to 30 Jun 2024)
  • Alexander Jorn Brown

    IRN AJB01852

    • [FCA CF] Manager of certification employee (since 27 Jan 2026)
    • [FCA CF] Material risk taker (since 16 Jan 2026)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (14 May 2018 to 8 Dec 2019)
  • Alexandre Pierre Davau

    IRN APD01118

    • CF30 Customer (1 Oct 2014 to 8 Dec 2019)
  • Amir Eilon

    IRN AXE01069

    • CF2 Non Executive Director (29 Aug 2014 to 8 Dec 2019)
  • Amos Nangta Ouattara

    IRN ANO00010

    • [FCA CF] Client dealing (9 Dec 2019 to 25 Sep 2025)
    • CF30 Customer (14 Dec 2015 to 8 Dec 2019)
  • Amy Lattimore

    IRN AXL01486

    • [FCA CF] Manager of certification employee (since 10 Jan 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (9 Apr 2013 to 8 Dec 2019)
  • Anastasia Chironova

    IRN AXC02248

    • CF30 Customer (19 May 2015 to 8 Dec 2019)
  • Andrew Culliton

    IRN AXC69867

    • [FCA CF] Client dealing (since 3 Mar 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.