Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Significant management (13 Apr 2022 to 9 Jun 2025)
- [FCA CF] Client dealing (13 Apr 2022 to 9 Jun 2025)
- [FCA CF] Manager of certification employee (13 Apr 2022 to 9 Jun 2025)
- [FCA CF] Material risk taker (13 Apr 2022 to 9 Jun 2025)
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- [FCA CF] Client dealing (13 Apr 2022 to 9 Jun 2025)
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- [FCA CF] Material risk taker (9 Dec 2019 to 20 Sep 2021)
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- CF29 Significant management (14 Nov 2014 to 10 Jul 2019)
- CF30 Customer (28 Mar 2012 to 10 Jul 2019)
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- CF27 Investment Management (23 Oct 2003 to 2 Dec 2003)
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- CF27 Investment Management (1 Dec 2001 to 2 Dec 2002)
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- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 2 Dec 2002)
- CF27 Investment Management (1 Dec 2001 to 2 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.