Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J O Hambro Capital Management Limited (no longer approved here)

    FRN 147406

    • [FCA CF] Significant management (13 Apr 2022 to 9 Jun 2025)
    • [FCA CF] Client dealing (13 Apr 2022 to 9 Jun 2025)
    • [FCA CF] Manager of certification employee (13 Apr 2022 to 9 Jun 2025)
    • [FCA CF] Material risk taker (13 Apr 2022 to 9 Jun 2025)
  • JOHCM Funds (UK) Limited (no longer approved here)

    FRN 810264

    • [FCA CF] Client dealing (13 Apr 2022 to 9 Jun 2025)
  • Newton Investment Management Limited (no longer approved here)

    FRN 119331

    • [FCA CF] Material risk taker (9 Dec 2019 to 20 Sep 2021)
  • Hermes Investment Management Ltd (no longer approved here)

    FRN 150000

    • CF29 Significant management (14 Nov 2014 to 10 Jul 2019)
    • CF30 Customer (28 Mar 2012 to 10 Jul 2019)
  • Marshall Wace LLP (no longer approved here)

    FRN 228531

    • CF27 Investment Management (23 Oct 2003 to 2 Dec 2003)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • CF27 Investment Management (1 Dec 2001 to 2 Dec 2002)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 2 Dec 2002)
    • CF27 Investment Management (1 Dec 2001 to 2 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.