Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J O Hambro Capital Management Limited (no longer approved here)

    FRN 147406

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2023)
    • CF10 Compliance Oversight (1 Nov 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Nov 2016 to 8 Dec 2019)
  • JOHCM Funds (UK) Limited (no longer approved here)

    FRN 810264

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Jul 2023)
    • CF10 Compliance Oversight (5 Apr 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Apr 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.