Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 14 Oct 2024)
    • [FCA CF] Material risk taker (since 14 Oct 2024)
    • [FCA CF] Manager of certification employee (since 7 Oct 2024)
    • [FCA CF] Client dealing (since 7 Oct 2024)
    • [FCA CF] Manager of certification employee (since 7 Oct 2024)
    • [FCA CF] Client dealing (since 7 Oct 2024)
  • J O Hambro Capital Management Limited (no longer approved here)

    FRN 147406

    • [FCA CF] Client dealing (9 Dec 2019 to 8 Feb 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 8 Feb 2024)
    • [FCA CF] Material risk taker (9 Dec 2019 to 8 Feb 2024)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (21 Feb 2005 to 31 Oct 2007)
  • Numis Securities Limited (no longer approved here)

    FRN 144822

    • CF21 Investment Adviser (1 Jul 2002 to 5 Feb 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.