J O Hambro Capital Management Limited

• Principal Place of Business

  1 St. James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442077475678

  Web

  https://www.johcm.co.uk

• Complaints Contact

  1 St. James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442077475678

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Andrew James Steel

  IRN AJS01254

  • CF10a CASS Oversight function (1 Oct 2011 to 19 Jan 2012)
  • CF1 Director (28 Apr 2010 to 4 Oct 2011)
  • CF29 Significant management (12 Jan 2010 to 31 Dec 2012)
• Andrew Taylor

  IRN AXT00206

  • [FCA CF] Client dealing (since 4 Nov 2025)
• Annabelle Hildegard Johanna Wegner

  IRN AJW01296

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2022)
• Basil David Postan

  IRN BDP01011

  • CF1 Director (1 Dec 2001 to 31 Mar 2007)
  • CF27 Investment Management (1 Dec 2001 to 1 Jul 2003)
• Ben Nicholas Morris

  IRN BNM01010

  • [FCA CF] Manager of certification employee (2 Jun 2023 to 1 Aug 2024)
  • [FCA CF] Client dealing (2 Jun 2023 to 1 Aug 2024)
• Benjamin Thomas Leyland

  IRN BXL01143

  • [FCA CF] Manager of certification employee (since 1 Dec 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (8 May 2007 to 31 Oct 2007)
• Bertrand Lecourt

  IRN BXL01074

  • [FCA CF] Manager of certification employee (since 1 Jun 2021)
  • [FCA CF] Client dealing (since 1 Jun 2021)
  • [FCA CF] Material risk taker (since 1 Jun 2021)
• Bindesh Savjani

  IRN BXS01328

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 23 Jul 2023)
• Bogdan-Marian Popescu

  IRN BXP00050

  • [FCA CF] Client dealing (9 Dec 2019 to 16 Jun 2021)
• Brian Vincent Wright

  IRN BVW00003

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 1 Mar 2022)
  • CF2 Non Executive Director (16 Dec 2014 to 8 Dec 2019)
  • CF1 Director (6 Feb 2013 to 16 Dec 2014)

• George Hariton Embiricos (no longer appointed)

  FRN 226209 · Appointed 9 Jul 2003 · Until 30 Jun 2004

• Brooke & Partners (no longer appointed)

  FRN 181258 · Appointed 2 May 1996 · Until 2 May 1996

No changes recorded yet.