Ben Nicholas Morris

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

NOMURA ASSET MANAGEMENT U.K. LIMITED
FRN 122703
- [FCA CF] Client dealing (since 28 Apr 2025)
J O Hambro Capital Management Limited (no longer approved here)
FRN 147406
- [FCA CF] Client dealing (2 Jun 2023 to 1 Aug 2024)
- [FCA CF] Manager of certification employee (2 Jun 2023 to 1 Aug 2024)
abrdn Investment Management Limited (no longer approved here)
FRN 188406
- CF30 Customer (21 Mar 2011 to 18 Dec 2012)
PREMIER FUND MANAGERS LIMITED (no longer approved here)
FRN 143097
- CF30 Customer (1 Nov 2007 to 4 Dec 2007)
- CF27 Investment Management (20 Oct 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.