Andrew James Steel

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • James Hambro & Partners LLP

    FRN 513246

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF1 Director (AR) (since 31 Aug 2012)
    • CF10 Compliance Oversight (24 Feb 2017 to 6 Jun 2017)
    • CF11 Money Laundering Reporting (15 May 2012 to 1 Oct 2013)
    • CF10a CASS Oversight function (1 Oct 2011 to 24 Mar 2016)
    • CF4 Partner (23 Mar 2010 to 8 Dec 2019)
    • CF3 Chief Executive (11 Feb 2010 to 8 Dec 2019)
  • James Hambro & Company Limited

    FRN 585154

    • (15)Employed By (since 31 Aug 2012)
  • J O Hambro Capital Management Limited (no longer approved here)

    FRN 147406

    • CF10a CASS Oversight function (1 Oct 2011 to 19 Jan 2012)
    • CF1 Director (28 Apr 2010 to 4 Oct 2011)
    • CF29 Significant management (12 Jan 2010 to 31 Dec 2012)
  • Harwood Capital LLP (no longer approved here)

    FRN 224915

    • CF10a CASS Oversight function (1 Oct 2011 to 19 Jan 2012)
    • CF29 Significant management (12 Jan 2010 to 30 Apr 2012)
  • W1M Investment Management Limited (no longer approved here)

    FRN 116404

    • CF28 Systems and controls (1 Nov 2007 to 20 May 2009)
    • CF3 Chief Executive (30 May 2007 to 20 May 2009)
    • CF8 Apportionment and Oversight (30 May 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (1 Dec 2001 to 3 Feb 2004)
    • CF13 Finance (1 Dec 2001 to 15 Jun 2007)
    • CF14 Risk Assessment (1 Dec 2001 to 15 Jun 2007)
    • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 20 May 2009)
  • Tailormade Financial Planning Ltd (no longer approved here)

    FRN 195009

    • (17)Employed By (1 Dec 2001 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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