Harwood Capital LLP

• Principal Place of Business

  6 Stratton Street

  Mayfair

  London

  W1J 8LD

  UNITED KINGDOM

  Phone

  +4402076403200

  Web

  https://www.harwoodcapital.co.uk

• Complaints Contact

  6 Stratton St

  Mayfair

  London

  W1J 8LD

  UNITED KINGDOM

  Phone

  +4402076403200

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Harwood Capital Management Limited

  IRN XXH01089

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (30 Sep 2011 to 8 Dec 2019)
• . J O Hambro Capital Management Group Limi

  IRN CCJ01006

  • CF4 Partner (23 Sep 2003 to 30 Sep 2011)
• . J O Hambro Capital Management Limited

  IRN CCJ01007

  • CF4 Partner (23 Sep 2003 to 30 Sep 2011)
• Adam James Charles Cawston

  IRN AJC01518

  • CF30 Customer (20 Apr 2010 to 4 Oct 2011)
• Alan Henry Clifton

  IRN AHC01060

  • CF2 Non Executive Director (19 Jan 2010 to 26 Oct 2011)
• Alan Richard Durrant

  IRN ARD01057

  • CF30 Customer (13 May 2013 to 4 Apr 2016)
• Alexander Henry Illingworth

  IRN AHI01001

  • 14. Managing investments
  • 15. Operating a collective investment scheme or undertaking the activities of a trustee or depositary of a collective investment scheme
  • 16. Safeguarding and administering investments or holding client money
  • 17. Administrative functions in relation to managing investments
  • 8. Giving personal recommendations on investments in the course of corporate finance business
  • SMF27 Partner (since 12 Dec 2023)
  • [FCA CF] Material risk taker (since 14 Sep 2023)
  • [FCA CF] Client dealing (since 14 Sep 2023)
  • [FCA CF] Functions requiring qualifications (since 14 Sep 2023)
  • [FCA CF] Significant management (since 14 Sep 2023)
• Andrew James Steel

  IRN AJS01254

  • CF10a CASS Oversight function (1 Oct 2011 to 19 Jan 2012)
  • CF29 Significant management (12 Jan 2010 to 30 Apr 2012)
• Anthony Robert Crawford

  IRN ARB01152

  • CF30 Customer (15 Jan 2010 to 4 Oct 2011)
• Basil David Postan

  IRN BDP01011

  • CF4 Partner (26 Jan 2005 to 28 May 2009)

• Harwood Private Capital LLP (no longer appointed)

  FRN 809216 · Appointed 16 May 2018 · Until 1 Feb 2019

No changes recorded yet.