Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 24 May 2023)
- CF1 Director (AR) (25 Jul 2012 to 18 Dec 2024)
- CF4 Partner (23 Mar 2010 to 8 Dec 2019)
- CF30 Customer (16 Feb 2010 to 20 Mar 2017)
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- (9)Employed By (25 Jul 2012 to 18 Dec 2024)
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- CF30 Customer (15 Jan 2010 to 4 Oct 2011)
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- CF30 Customer (1 Nov 2007 to 30 Nov 2009)
- CF14 Risk Assessment (31 Aug 2004 to 21 Jun 2007)
- CF8 Apportionment and Oversight (1 Jan 2004 to 16 May 2007)
- CF3 Chief Executive (1 Jan 2004 to 16 May 2007)
- CF1 Director (1 Dec 2001 to 30 Nov 2009)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.