Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Jun 2021)
    • [FCA CF] Client dealing (since 1 Jun 2021)
    • [FCA CF] Material risk taker (since 1 Jun 2021)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2021)
    • CF30 Customer (10 Oct 2018 to 8 Dec 2019)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2021)
    • CF30 Customer (10 Oct 2018 to 8 Dec 2019)
  • Capital Advisory Partners Ltd (no longer approved here)

    FRN 450657

    • CF30 Customer (8 Feb 2013 to 21 Aug 2015)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 2 Nov 2012)
    • CF21 Investment Adviser (11 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.