Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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J O Hambro Capital Management Limited
FRN 147406
- [FCA CF] Manager of certification employee (since 1 Jun 2021)
- [FCA CF] Client dealing (since 1 Jun 2021)
- [FCA CF] Material risk taker (since 1 Jun 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2021)
- CF30 Customer (10 Oct 2018 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 14 Apr 2021)
- CF30 Customer (10 Oct 2018 to 8 Dec 2019)
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- CF30 Customer (8 Feb 2013 to 21 Aug 2015)
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- CF30 Customer (1 Nov 2007 to 2 Nov 2012)
- CF21 Investment Adviser (11 Jun 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.