Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (2 Jan 2020 to 1 Jul 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (2 Jan 2020 to 1 Jul 2025)
- SMF16 Compliance Oversight (2 Jan 2020 to 1 Jul 2025)
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- CF10 Compliance Oversight (11 Apr 2017 to 29 Oct 2018)
- CF11 Money Laundering Reporting (11 Apr 2017 to 29 Oct 2018)
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- CF11 Money Laundering Reporting (11 Apr 2017 to 29 Oct 2018)
- CF10 Compliance Oversight (11 Apr 2017 to 29 Oct 2018)
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- CF28 Systems and controls (1 Nov 2007 to 4 Nov 2008)
- CF14 Risk Assessment (8 Mar 2006 to 31 Oct 2007)
- CF15 Internal Audit (6 Oct 2005 to 8 May 2006)
- CF11 Money Laundering Reporting (6 Oct 2005 to 4 Nov 2008)
- CF10 Compliance Oversight (6 Oct 2005 to 4 Nov 2008)
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- CF10 Compliance Oversight (1 Dec 2001 to 31 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.