Date authorised
2 January 2020
Companies House
10405650
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1st Floor 10 South Colonnade
    London
    E14 4PU
    UNITED KINGDOM
    Phone
    +442030563833
  • Complaints Contact

    1st Floor 10 South Colonnade
    London
    E14 4PU
    UNITED KINGDOM
    Phone
    +442030563833

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amanda Louise Hurst

    IRN ALH00011

    • SMF17 Money Laundering Reporting Officer (MLRO) (2 Jan 2020 to 1 Jul 2025)
    • SMF3 Executive Director (2 Jan 2020 to 1 Jul 2025)
    • SMF16 Compliance Oversight (2 Jan 2020 to 1 Jul 2025)
  • Amit Patel

    IRN AXP02962

    • [FCA CF] Client dealing (since 29 Sep 2025)
  • Anders Ragnar Lundgren

    IRN ARL01029

    • [FCA CF] Client dealing (since 26 Oct 2020)
  • Anna Stupnytska

    IRN GAS01087

    • [FCA CF] Client dealing (since 27 Jan 2025)
  • Christopher Edward Clement

    IRN CXC00876

    • [FCA CF] Client dealing (since 21 Nov 2024)
  • Christopher Stephen Pratley

    IRN CSP01057

    • [FCA CF] Client dealing (23 Feb 2023 to 13 Jan 2025)
  • Diandra Soobiah

    IRN DXS00171

    • [FCA CF] Significant management (since 15 Mar 2021)
    • [FCA CF] Client dealing (26 Oct 2020 to 15 Mar 2021)
  • Dominic James Michael Fielding

    IRN DJF01231

    • SMF16 Compliance Oversight (since 5 Mar 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Mar 2026)
  • Henricus Mathew Willhelmus Michels

    IRN HWM01009

    • [FCA CF] Client dealing (5 Mar 2021 to 29 Oct 2021)
    • SMF3 Executive Director (2 Jan 2020 to 29 Oct 2021)
  • Howard Walpole

    IRN HXW01032

    • Director of firm who is not a certification employee or a SMF manager (since 1 Oct 2025)

Recent activity

Updates to this firm's record on the FCA register.

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