Dominic James Michael Fielding

Last updated
4 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NEST Invest Limited

    FRN 913207

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Mar 2026)
    • SMF16 Compliance Oversight (since 5 Mar 2026)
  • People's Investments Limited (no longer approved here)

    FRN 1013449

    • SMF17 Money Laundering Reporting Officer (MLRO) (16 Oct 2024 to 17 Apr 2025)
    • SMF16 Compliance Oversight (16 Oct 2024 to 17 Apr 2025)
  • People's Administration Services Limited (no longer approved here)

    FRN 122787

    • [FCA CF] Significant management (12 Oct 2022 to 17 Apr 2025)
  • B & C E Insurance Limited (no longer approved here)

    FRN 177791

    • [FCA CF] Significant management (12 Oct 2022 to 17 Apr 2025)
  • Handelsbanken ACD Limited (no longer approved here)

    FRN 936858

    • SMF17 Money Laundering Reporting Officer (MLRO) (20 Oct 2021 to 18 Mar 2022)
  • HANDELSBANKEN WEALTH & ASSET MANAGEMENT LIMITED (no longer approved here)

    FRN 197340

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 18 Mar 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 20 Oct 2021)
    • CF11 Money Laundering Reporting (21 Nov 2016 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Nov 2016 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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