Handelsbanken ACD Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Specialist Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Ann Lindsay Roughead
IRN ALR01043
- SMF9 Chair of the Governing Body (since 20 Oct 2021)
Antony Philip Wadsworth
IRN AXW00509
- [FCA CF] Material risk taker (22 Jul 2022 to 27 Mar 2026)
- [FCA CF] CASS oversight function (24 Jan 2022 to 27 Mar 2026)
David Russell Pierce
IRN DXP00763
- [FCA CF] CASS oversight function (since 27 Mar 2026)
Dominic James Michael Fielding
IRN DJF01231
- SMF17 Money Laundering Reporting Officer (MLRO) (20 Oct 2021 to 18 Mar 2022)
Graham Stuart Bishop
IRN GSB01050
- [FCA CF] Material risk taker (29 Nov 2021 to 22 Jun 2022)
James Michael Martin
IRN JMM01196
- Director of firm who is not a certification employee or a SMF manager (since 29 Nov 2021)
KATARINA HELDE COOK
IRN KXH01904
- SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Jul 2024)
Marc Wood
IRN MXW02386
- SMF3 Executive Director (since 20 Oct 2021)
- SMF1 Chief Executive (since 20 Oct 2021)
Mary-Louise Boath Kingston
IRN MBK01021
- [FCA CF] Material risk taker (since 5 Oct 2022)
Matthew Hollier
IRN MXH01646
- [FCA CF] Material risk taker (29 Nov 2021 to 8 Feb 2024)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.