Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 5 Oct 2022)
    • [FCA CF] Material risk taker (since 20 Jun 2022)
    • [FCA CF] Significant management (since 20 Jun 2022)
    • CF10a CASS Oversight function (1 Oct 2011 to 28 Feb 2013)
    • CF11 Money Laundering Reporting (15 Dec 2007 to 4 Sep 2013)
    • CF10 Compliance Oversight (1 Apr 2006 to 4 Sep 2013)
  • Handelsbanken plc (no longer approved here)

    FRN 806852

    • SMF16 Compliance Oversight (5 Nov 2018 to 1 Jun 2022)

Recent activity

Updates to this individual's record on the FCA register.

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