Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Handelsbanken ACD Limited
FRN 936858
- [FCA CF] Material risk taker (since 5 Oct 2022)
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- [FCA CF] Material risk taker (since 20 Jun 2022)
- [FCA CF] Significant management (since 20 Jun 2022)
- CF10a CASS Oversight function (1 Oct 2011 to 28 Feb 2013)
- CF11 Money Laundering Reporting (15 Dec 2007 to 4 Sep 2013)
- CF10 Compliance Oversight (1 Apr 2006 to 4 Sep 2013)
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- SMF16 Compliance Oversight (5 Nov 2018 to 1 Jun 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.