Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 14. Managing investments
- [FCA CF] Manager of certification employee (since 7 Mar 2021)
- [FCA CF] Significant management (since 7 Mar 2021)
- [FCA CF] Material risk taker (since 7 Mar 2021)
- [FCA CF] Client dealing (since 7 Mar 2021)
- [FCA CF] Functions requiring qualifications (since 7 Mar 2021)
- CF30 Customer (25 May 2017 to 8 Dec 2019)
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- [FCA CF] Material risk taker (29 Nov 2021 to 22 Jun 2022)
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- CF30 Customer (8 Dec 2014 to 6 Mar 2016)
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- CF30 Customer (22 Aug 2011 to 11 Apr 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.