Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 7 Mar 2021)
    • [FCA CF] Significant management (since 7 Mar 2021)
    • [FCA CF] Material risk taker (since 7 Mar 2021)
    • [FCA CF] Client dealing (since 7 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 7 Mar 2021)
    • CF30 Customer (25 May 2017 to 8 Dec 2019)
  • Handelsbanken ACD Limited (no longer approved here)

    FRN 936858

    • [FCA CF] Material risk taker (29 Nov 2021 to 22 Jun 2022)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (8 Dec 2014 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (22 Aug 2011 to 11 Apr 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.